Mastering Series 53: Municipal Securities Principal Exam Prep
Table of Contents
Chapter 1: Introduction to Series 53 Exam
Chapter 2: Municipal Securities Market
Chapter 3: Regulatory Framework for Municipal Securities
Chapter 4: Underwriting and New Issue Process
Chapter 5: Trading and Sales Practices
Chapter 6: Supervision and Compliance
Chapter 7: Continuing Disclosure and Recordkeeping
Chapter 8: Laws and Regulations Impacting Municipal Securities
Chapter 9: MSRB Rules for Municipal Advisors
Chapter 10: Practice Examinations and Sample Questions
Chapter 11: Test-Taking Strategies and Final Tips
Chapter 12: Series 53 Exam - Test Day and Beyond
Chapter 13: Common Pitfalls and How to Avoid Them
Chapter 14: Series 53 Exam - Frequently Asked Questions (FAQs)
Chapter 15: Key Takeaways and Final Thoughts
